We all need to make sure our compliance management system stays up to date. With a busy FTC and CFPB of late, we need to be even more sure that we have the right foundation to maintain an appropriate Compliance Management System (CMS). This workshop will facilitate a discussion of those building blocks on which your compliance house should be built, including CMS policies, dealer agreements, and a monitoring program.
CounselorLibrary products and services are available directly through and from www.CounselorLibrary.com and are not legal advice. Counselorlibrary.com, LLC is an entity affiliated with Hudson Cook, LLP.